(reporter Song Weidong) the reporter learns from jilin securities regulatory bureau on March 23,, jilin securities regulatory bureau jointly with the changchun center branch of the people’s bank has signed the memorandum of regulatory cooperation, and start the “strengthening money-laundering risk controls, power capital market revitalization” joint promotional training activities, strengthen the jurisdiction anti-money laundering and counter-terrorism financing securities and futures regulatory cooperation. The two sides will deepen regulatory cooperation from four aspects: jointly carrying out risk assessment of money laundering in securities and futures industry, jointly carrying out on-site law enforcement inspection, jointly carrying out publicity and training, and strengthening information exchange and sharing, so as to help build a new development pattern of anti-money laundering work in Jilin Province.
In terms of jointly carrying out the risk assessment of money laundering in the securities and futures industry, the two sides will, in accordance with the “risk-based” regulatory principle, jointly develop the risk assessment scheme of money laundering in the securities and futures industry, and select representative institutions in the securities and futures industry to carry out the risk assessment of money laundering.
In terms of joint on-site inspection of law enforcement, the two sides will jointly study and determine the objects of joint inspection of law enforcement, and jointly carry out on-site inspection of law enforcement by taking advantage of their respective advantages. On the basis of full consultation, both parties shall jointly study the qualitative violations and discuss the responsibility investigation and treatment opinions of the responsible persons of the institutions that violate the rules.
Carrying out publicity and training in the joint, the two sides will according to anti-money laundering supervision situation and the need of work, the coalition of securities and futures industry within their respective jurisdictions in anti-money laundering propaganda activities and held securities and futures industry executives anti-money laundering special training, promote anti-money laundering regulatory policy, guide to set up the compliance management idea, solve the outstanding problems of anti-money laundering work, enhance the level of anti-money laundering work started.
In terms of information exchange and sharing, the two sides will strengthen the daily supervision and punishment information, clues involved sharing, timely grasp the securities and futures industry in jilin province present situation and trend, anti-money laundering obligations on each other to carry out comprehensive law enforcement inspection, special inspection was found in institutions in violation of the provisions of anti-money-laundering, punishment and found illegal crime of suspicious clues by securities and futures industry, etc.
Related officials said, the next step, jilin securities regulatory bureau will take this opportunity to overall deployment in accordance with the anti-money laundering regulations, combining the reality of jurisdiction, continue to strengthen the supervision cooperation with the central sub-branch of the people’s bank of changchun, consolidate the training results, explore effective regulatory measures, strengthen the industry anti-money laundering daily supervision, the supervision of the propaganda and education and training, earnestly supervise institutions seriously fulfill anti-money laundering obligations, guard against money laundering risk, improve the overall level of jurisdiction anti-money laundering work.